JL
JL
Joseph Lacagnina
26 Years of Experience
Naples, FL
1 DisclosureBroker
Joseph Lacagnina is a registered investment advisor at Charles Schwab & CO., INC., based in Naples, FL, with 26 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5295 Tamiami Trail North, Naples, FL, 34103
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2000 - Present · 26 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 2000 - Present · 26 yrs 5 mos
Previous Registrations
TD Ameritrade, INC.
March 2022 - October 2022 · 7 mos
TD Ameritrade, INC.Broker
February 2022 - May 2024 · 2 yrs 3 mos
Pershing Trading Company, L.P.Broker
March 2000 - April 2000 · 1 mo
Liberty Brokerage INC.Broker
December 1999 - March 2000 · 3 mos
State Registrations36 states
ARCACOCTDCDEFLGAIAILINKYLAMAMDMEMIMNMONCNHNJNVNYOHORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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