TrueAdvisor
TrueAdvisor
PB
PB

Paul Barlow

Cwm, LLC
27 Years of Experience
Fishers, IN
1 Disclosure
View SEC Summary
View SEC Summary

Paul Barlow is a registered investment advisor at Cwm, LLC, based in Fishers, IN, with 27 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
660 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fishers, IN

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cwm, LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Mercer Global Advisors INC.
June 2022 - May 2025 · 2 yrs 11 mos
Charles Schwab & CO., INC.
June 2019 - November 2020 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
February 2019 - November 2020 · 1 yr 9 mos
Park Avenue Securities LLC
February 2017 - January 2019 · 1 yr 11 mos
Park Avenue Securities LLCBroker
February 2017 - January 2019 · 1 yr 11 mos
Ftb Advisors, INC.
August 2015 - January 2017 · 1 yr 5 mos
Ftb Advisors, INC.Broker
August 2015 - January 2017 · 1 yr 5 mos
Bic Distributors, LLCBroker
April 2014 - January 2015 · 9 mos
The Colony Group, LLC
September 2012 - August 2013 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - January 2012 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - January 2012 · 10 mos
Global Wealth Consultants, LLC
January 2009 - February 2011 · 2 yrs 1 mo
Northern Trust Securities, INC
April 2008 - September 2008 · 5 mos
Northern Trust Securities, INC.Broker
April 2008 - September 2008 · 5 mos
M&i Brokerage Services, INC.
May 2007 - October 2007 · 5 mos
M&i Brokerage Services, INC.Broker
February 2007 - October 2007 · 8 mos
Fifth Third Securities, INC.
October 2005 - January 2007 · 1 yr 3 mos
Fifth Third Securities, INC.Broker
October 2004 - January 2007 · 2 yrs 3 mos
The Investment Center, INC.Broker
June 1999 - June 2002 · 3 yrs
Charles Schwab & CO., INC.Broker
January 1990 - July 1997 · 7 yrs 6 mos
Edward D. Jones & CO., L.P.Broker
July 1988 - November 1988 · 4 mos
State Registrations2 states
INNE
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fishers, IN →All financial advisors in Indiana →