Ronald Anwar is a registered investment advisor at LPL Financial LLC, based in Glen Head, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
670 Glen Cove Ave Flr 2, Glen Head, NY, 11545
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ronald operates First Investments as a DBA for his LPL business at his reported business location. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
Adp Broker-Dealer, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Essex National Securities, INC.Broker
Nationwide Fund Distributors LLCBroker
Sun Life Financial Distributors, INC.Broker
Capital Brokerage CorporationBroker
Ifmg Securities, INC.Broker
Bny Investment Center INC.Broker
Usallianz Investor Services, LLCBroker
Hartford Equity Sales Company INC.Broker
Putnam Mutual Funds CORP.Broker
Transamerica Fund Distributors, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Greentree Securities CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.