David Lennox
David Lennox is a registered investment advisor at Eastwind Capital Wealth Management, based in Westerville, OH, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 324 clients with $95M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annualized management fee ranges from 1.0% to 2.0%, billed monthly in arrears based on month-end asset value. Management fees and account minimums are negotiable.
Fee Estimator
Location
921 Eastwind Drive, Suite 101, Westerville, OH, 43081
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2007Other Business ActivitiesSells Insurance
David works as a representative for Estate Planning Professionals, providing insurance services since 1991. This non-investment related activity takes up about half of David's time.
Employment History
Current Registrations
Eastwind Capital Wealth Management
Previous Registrations
Eastwind Capital Wealth Management
Wall Street Financial Group, INC
Geneos Wealth Management, INC.
Brecek & Young Advisors, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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