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Richard Rosenbusch

32 Years of Experience
Amityville, NY
Broker

Richard Rosenbusch is a registered investment advisor at Cetera Investment Advisers LLC, based in Amityville, NY, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

77 Broadway, Amityville, NY, 11701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a CPA providing accounting and tax services since 1985. He also co-owns rental properties and is president of multiple real estate and construction-related businesses, dedicating varying amounts of time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs 2 mos
Cetera Financial Specialists LLC
August 1999 - Present · 26 yrs 11 mos
Cetera Financial Specialists LLCBroker
August 1999 - Present · 26 yrs 11 mos
Previous Registrations
Trusted Securities Advisors CORP.Broker
January 1996 - September 1999 · 3 yrs 8 mos
First Long Island Securities INC.Broker
July 1988 - December 1990 · 2 yrs 5 mos
State Registrations5 states
CTFLNYOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.