RR
RR

Robert Ruff

37 Years of Experience
Toledo, OH
3 DisclosuresBroker

Robert Ruff is a registered investment advisor at MML Investors Services, LLC, based in Toledo, OH, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

Loading...

Location

7150 W Central Ave, Suite 100, Toledo, OH, 43617

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Denied
Customer Dispute
June 2013
Denied
Customer Dispute
March 2003
Settled
Employment History
Current Registrations
MML Investors Services, LLC
January 2004 - Present · 22 yrs 4 mos
MML Investors Services, LLCBroker
July 1988 - Present · 37 yrs 10 mos
State Registrations19 states
AZCACODCFLGAINLAMINCNJNYOHORPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Ruff - Financial Advisor | TrueAdvisor