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William Woodmansee

36 Years of Experience
Memphis, TN
3 DisclosuresBroker

William Woodmansee is a registered investment advisor, based in Memphis, TN, with 36 years of industry experience.

Location

5050 Poplar Avenue, Suite 2020, Memphis, TN, 38157

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2015
Customer Dispute
September 2000
Settled
Customer Dispute
October 1998
Closed-No Action
Other Business Activities

William is an employee of Commerce Advisors, LLC, a registered investment advisor, working full-time. He also owns Commerce Holdings, LLC, a holding company, dedicating about a quarter of his time to it.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
December 2013 - Present · 12 yrs 5 mos
Commerce Advisors, LLC
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Silver Oak Securities, IncorporatedBroker
August 2012 - June 2013 · 10 mos
Commerce Square Trading, LLCBroker
October 2009 - July 2012 · 2 yrs 9 mos
Wells Fargo Advisors, LLC
May 2001 - October 2009 · 8 yrs 5 mos
Wells Fargo Advisors, LLCBroker
May 2001 - October 2009 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
February 1992 - May 2001 · 9 yrs 3 mos
First Funds, INC.Broker
January 1991 - January 1991 · 0 mos
Union Planters Investment Bankers Group, INC.Broker
September 1988 - September 1990 · 2 yrs
State Registrations7 states
ALARFLMSSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Woodmansee - Financial Advisor | TrueAdvisor