Lorraine Reith is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
18 Corporate Woods Blvd Fl 2, Albany, NY, 12211
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Regulatory History (1)
Criminal
February 2015Other Business Activities
Lorraine operates under the DBA Rosemont Financial Group for her LPL business and owns rental real estate in New York and Florida. She also volunteers as an AARP Advocate, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Northern Lights Distributors, LLCBroker
Walnut Street Securities, INC.Broker
Aetna Investment Services, LLCBroker
Aetna Life Insurance and Annuity CompanyBroker
Nathan & Lewis Securities, INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.