Kevin Griffin
Kevin Griffin is a registered investment advisor at I3 Investment Partners, LLC, based in Carson City, NV, with 26 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $67M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
i3 Investment Partners manages a private fund and charges a management fee of 2% per year, paid quarterly in advance, based on the beginning capital account balance. Investors may also be subject to other fees and expenses as outlined in the private placement memorandum. i3 may also receive an incentive fee based on the fund's performance.
Location
550 Mallory Way, Suite 115, Carson City, NV, 89701
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Customer Dispute
March 1997Employment History
Current Registrations
I3 Investment Partners, LLC
Previous Registrations
I3 Investment Partners, LLC
National Asset Management, INC.
National Securities CorporationBroker
Citigroup Global Markets INC.Broker
Forefront Capital Markets LLCBroker
Dominick & Dominick LLCBroker
Maxim Group LLCBroker
Sanders Morris Harris INC.Broker
Maxim Group LLCBroker
Corinthian Partners, L.L.C.Broker
R.T.G. Richards and Company, INC.Broker
Gruntal & CO. IncorporatedBroker
Oppenheimer & CO., INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.