Roy Kobatake
Roy Kobatake is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Honolulu, HI, with 38 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1001 Bishop St, St 2620, Honolulu, HI, 96813
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roy is an agent/broker for Noguchi & Associates and TFG Fixed Insurance, selling fixed insurance products. He dedicates minimal time to Noguchi & Associates and about a quarter of his time to TFG Fixed Insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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