Paul King
Paul King is a CFP-designated registered investment advisor at LPL Financial LLC, based in Campbell, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
51 E Campbell Ave Ste 107F, Campbell, CA, 95008
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Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Paul is a registered investment advisor (RIA) through King Wealth Planning, Inc., preparing financial plans for hourly or fixed rates, dedicating about a quarter of his time to this. He also engages in fixed insurance sales and operates Pence Financial Group LLC as a DBA for his LPL business, dedicating full-time hours to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
King Wealth Planning, INC.
King Wealth Planning, INC.
Royal Alliance Associates, INC.Broker
Tmi Equities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.