Hampton Adams is a registered investment advisor, based in Newport Beach, CA, with 33 years of industry experience.
Location
610 Newport Center Dr., Suite 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Hampton works full-time as a financial advisor at SEIA LLC. He also holds an insurance license and dedicates minimal time to insurance sales and service related to financial planning.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
October 2012 - November 2018 · 6 yrs 1 mo
Gamble Jones Investment Counsel
March 2008 - July 2012 · 4 yrs 4 mos
Independent Research Group LLCBroker
August 2004 - July 2005 · 11 mos
Israel A. Englander & CO., INC.Broker
May 2004 - July 2004 · 2 mos
Cibc World Markets CORP.Broker
February 2000 - November 2002 · 2 yrs 9 mos
Volpe Brown Whelan & Company, LLCBroker
December 1998 - January 2000 · 1 yr 1 mo
Ing Baring Furman Selz LLCBroker
May 1995 - November 1998 · 3 yrs 6 mos
Citicorp Securities, INC.Broker
October 1992 - June 1995 · 2 yrs 8 mos
Laffer Advisors IncorporatedBroker
September 1988 - November 1992 · 4 yrs 2 mos
State Registrations10 states
AZCAFLGAHIINMDMIWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.