David Harris is a registered investment advisor at LPL Financial LLC, based in Stuart, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Stuart, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2003Regulatory
April 1995Regulatory
December 1989Other Business Activities
David owns rental real estate properties and operates Turning Point Advisors as a DBA for his LPL business. He is also involved with DCSN LLC, dedicating about a quarter of his time, though this activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Paulson Investment Company, INC.Broker
Schneider Securities, INC.Broker
Investors Associates, INC.Broker
R.B. Webster Investments, INC.Broker
Princeton Financial Group, INC.Broker
Power Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.