JH
JH

Joseph Francis Helmer

21 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
7 advisors
Number of Clients
533 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$571.1M

Fee Structure

Minimum Investment:$250K
Loading...

Location

Altadena, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joseph is compensated for being a director of Crazy Woman Creek Bancorp, the bank holding company of Buffalo Federal Bank, since January 2015. He dedicates a few hours per week to this activity, serving on the audit committee.

Employment History
Current Registrations
Caldwell Sutter Capital, INC.
July 2024 - Present · 1 yr 7 mos
Caldwell Sutter Capital, INC.Broker
May 2004 - Present · 21 yrs 9 mos
Previous Registrations
Caldwell Sutter Capital, INC.
November 2009 - January 2024 · 14 yrs 2 mos
State Registrations40 states
AKARAZCACOCTDCFLGAHIILINKSKYLAMAMDMIMOMTNCNDNENJNMNVNYOHORPARISCSDTXUTVAVTWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Joseph Francis Helmer - Financial Advisor | TrueAdvisor