Leonardo Aguilar
Leonardo Aguilar is a registered investment advisor at LPL Financial LLC, based in Glendale, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
330 North Brand Blvd. Ste 180, Glendale, CA, 91203
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2015Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Leonardo operates Encore Capital Management as a DBA for his LPL business and also has a business entity for tax/investment purposes, dedicating full-time hours to these activities. He is also an agent for NLA Insurance Services selling non-variable insurance, spending minimal time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Ba Investment Services, INC.Broker
Great Western Financial Securities CorporationBroker
Sme Capital Management CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.