BW
CFP
BW
CFP
Barbara Wagner
37 Years of Experience
Itasca, IL
1 DisclosureBroker
Barbara Wagner is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Itasca, IL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
500 Park Boulevard, Suite 165C, Itasca, IL, 60143
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2008Denied
Other Business Activities
Barbara is a board member of the Brian E. Wagner Scholarship Fund, starting in 2010. This requires a few hours per week and is not investment related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
June 2007 - Present · 18 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2007 - Present · 18 yrs 11 mos
Previous Registrations
Raymond James Financial Services
June 2007 - January 2009 · 1 yr 7 mos
Lasalle Financial Services, INC.
October 2001 - June 2007 · 5 yrs 8 mos
Lasalle Financial Services, INC.Broker
April 2000 - June 2007 · 7 yrs 2 mos
Charter One Securities, INC.Broker
January 2000 - April 2000 · 3 mos
Investment Network, INC.Broker
June 1989 - January 2000 · 10 yrs 7 mos
Pml Securities CompanyBroker
August 1988 - June 1989 · 10 mos
State Registrations19 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.