James Schmidt
James Schmidt is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mt Horeb, WI, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Mt Horeb, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns Century Partners of WI LLC and manages his Ameriprise business. He is also a member of Military Ridge Retreat, LLC, a real estate holding company, and serves as Secretary for Schmidt, spending a few hours per week on each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Blinder, Robinson & CO., INC.Broker
State Registrations1 state
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