James Marquardt
James Marquardt is a ChFC-designated registered investment advisor at RBC Capital Markets, LLC, based in Rochester, MN, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
2064 Superior Dr. Nw, Rochester, MN, 55901-5024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as a financial advisor for Bremer Bank and Bremer Investments, dedicating minimal time to the bank and nearly full-time hours to Bremer Investments. He also serves as a trustee for a life insurance trust for his parents, manages a family farm owned by Trimarq, LLC, is involved in rental real estate through Trimarq, LLC, and is a board member for the Dodge Center Housing and Redevelopment Authority.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Raymond James Financial Services, INC.Broker
Cuso Financial Services, L.P.Broker
Norwest Investment Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.