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Andrew Markham
36 Years of Experience
Laguna Hills, CA
2 DisclosuresBrokerSells Insurance
Andrew Markham is a registered investment advisor, based in Laguna Hills, CA, with 36 years of industry experience.
Location
23332 Mill Creek Dr., Ste 120, Laguna Hills, CA, 92653
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Regulatory History (2)
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Customer Dispute
April 2003Settled
Customer Dispute
December 2002Settled
Other Business ActivitiesSells Insurance
Andrew is involved in several outside business activities. He works in insurance, owns Markham Financial Services, and is president of Markham Financial Services/Andrew Markham, a consulting business, dedicating minimal time to it. He also volunteers for a charity bike ride, is a writer, a successor trustee for the Markham Family Trust, and a volunteer board member for Caring Cetera.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Advisory Services INC
October 1994 - January 2007 · 12 yrs 3 mos
Ffp Securities, INC.Broker
June 1989 - May 2008 · 18 yrs 11 mos
State Registrations14 states
ALAZCACOIDMNMONCNMORTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.