TrueAdvisor
TrueAdvisor
SC
SC

Suzanne Crociati

Ameriprise Financial Services, LLC
32 Years of Experience
Norwell, MA
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Suzanne Crociati is a registered investment advisor at Ameriprise Financial Services, LLC, based in Norwell, MA, with 32 years of industry experience. Suzanne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

80 Washington St Ste D24, Norwell, MA, 02061

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2020
Final
Judgment / Lien
September 2017
Judgment / Lien
March 2017
Judgment / Lien
February 2007
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Suzanne is a part owner in her son's brewery, Sour Not Sorry Brewing, and founder of Crociati. She also acts as a sorority advisor, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2020 - Present · 6 yrs
Ameriprise Financial Services, LLC
October 2020 - Present · 6 yrs
Ameriprise Financial Services, LLC
October 2020 - Present · 6 yrs
Previous Registrations
Janney Montgomery Scott LLC
November 2007 - October 2020 · 12 yrs 11 mos
Janney Montgomery Scott LLCBroker
October 2003 - October 2020 · 17 yrs
Fahnestock & CO. INC.Broker
January 2003 - August 2003 · 7 mos
Cibc World Markets CORP.Broker
October 2001 - January 2003 · 1 yr 3 mos
Salomon Grey Financial CorporationBroker
November 2000 - May 2001 · 6 mos
Barron Chase Securities, INC.Broker
March 1998 - November 2000 · 2 yrs 8 mos
Prudential Securities IncorporatedBroker
February 1995 - April 1996 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
February 1993 - December 1994 · 1 yr 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1992 - February 1993 · 10 mos
Advantage Capital CorporationBroker
March 1991 - October 1991 · 7 mos
Baraban Securities, INC.Broker
August 1989 - December 1989 · 4 mos
State Registrations18 states
CACOCTFLILINMAMEMSNCNHNMNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Norwell, MA →All financial advisors in Massachusetts →
Suzanne Crociati - Financial Advisor | TrueAdvisor