KW
KW

Kathy Whitley

35 Years of Experience
Huntington, WV
Broker

Kathy Whitley is a registered investment advisor at Morgan Stanley, based in Huntington, WV, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Third Avenue, Suite 100, Huntington, WV, 25701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathy is a sole proprietor/owner/partner of a rental property in Proctorville, OH since 2017. This investment-related activity takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1995 - June 2009 · 13 yrs 11 mos
Banc One Securities CorporationBroker
September 1993 - June 1995 · 1 yr 9 mos
Wall Street Investor ServicesBroker
December 1990 - August 1993 · 2 yrs 8 mos
State Registrations30 states
ALAZCACOFLGAILINKSKYLAMDMIMONCNENMNVNYOHPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kathy Whitley - Financial Advisor | TrueAdvisor