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Andre Beckles

34 Years of Experience
Jamaica, NY
3 DisclosuresBroker

Andre Beckles is a registered investment advisor at LPL Financial LLC, based in Jamaica, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

89-00 170th St Ste 8K, Jamaica, NY, 11432

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Denied
Customer Dispute
November 2010
Closed-No Action
Customer Dispute
January 2003
Denied
Other Business Activities

Andre is doing business as Harare Asset Management, LLC, and owns 50% of the company.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Essex National Securities, LLCBroker
May 2004 - April 2013 · 8 yrs 11 mos
Greenpoint Securities LLCBroker
January 2004 - May 2004 · 4 mos
Essex National Securities, INC.Broker
September 1998 - January 2004 · 5 yrs 4 mos
Oppenheimerfunds Distributor, INC.Broker
February 1998 - September 1998 · 7 mos
Muriel Siebert & CO., INC.Broker
June 1996 - January 1998 · 1 yr 7 mos
National Discount BrokersBroker
May 1995 - September 1995 · 4 mos
Waterhouse Securities, INC.Broker
June 1993 - September 1994 · 1 yr 3 mos
Citicorp Investment ServicesBroker
June 1992 - August 1993 · 1 yr 2 mos
Citicorp Financial Services,inc.Broker
February 1990 - June 1992 · 2 yrs 4 mos
Bear, Stearns & CO. INC.Broker
November 1989 - February 1990 · 3 mos
State Registrations12 states
ARCACTDEFLINMDNCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.