Patrick Brierton is a registered investment advisor at Bwm LLC, based in Chicago, IL, with 35 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 18 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BWM LLC charges a percentage of your portfolio to manage your investments. The specific rate is not listed in this document.
Location
Chicago, IL
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Regulatory History (1)
Customer Dispute
November 2007Other Business Activities
Patrick owns investment-related real estate in Hoffman Estates, IL and The Villages, FL. He also serves in fiduciary capacities such as attorney-in-fact or trustee.
Employment History
Current Registrations
Bwm LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The Stuart-James Company, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.