Brian Bernatchez is a CFP-designated registered investment advisor at LPL Financial LLC, based in Waterville, ME, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
129 Silver Street, Waterville, ME, 04901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is doing business as Golden Pond Wealth Management since 2002 and owns commercial rental property with his wife since 2003. He also works as the Messalonskee Middle School 8th Grade Girls Soccer Coach, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Firm Investment CORPBroker
The Prudential Insurance Company of AmericaBroker
Pruco Securities CorporationBroker
State Registrations24 states
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