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Alan Resnick

4 Years of Experience
Rochester, NY

Alan Resnick is a registered investment advisor at Janal Capital Management LLC, based in Rochester, NY, with 4 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $20M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
15 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$20.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$1,500

Janal Capital Management charges a fee based on the value of your investments. For clients before 2011, the fee is 0.1% per year. For clients after 2010, the fee is 0.15% per year. The minimum annual fee is $1,500. Janal may negotiate a different fee arrangement with clients.

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Location

Rochester, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janal Capital Management LLC
October 2021 - Present · 4 yrs 7 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.