Barbara Sullins
Barbara Sullins is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8080 N Central Expy Ste 1435, Dallas, TX, 75206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Barbara is affiliated with KMA Financial/Insurance Agency since 2014 and ConfidentVision Financial since 2019. She also operates under the DBA 4 Points Planning, dedicating about 10-20% of her time, and serves as a notary for the state of Texas, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Brokers International Financial Services, LLC.Broker
Brokers Financial
LPL Financial LLCBroker
LPL Financial LLC
Fsc Securities Corporation
King, Mohamed and Associates, INC.
King, Mohamed and Associates, INC.
Fsc Securities CorporationBroker
Lone Star Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.