Stephen Spoltman
Stephen Spoltman is a ChFC-designated registered investment advisor at Summit Consultants, INC., based in Fort Wayne, IN, with 37 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
IM Fee
Fee Structure
Summit Consultants charges a fixed fee for financial planning services:
- Individual planning: $250 to $5,000 per plan, based on the anticipated time necessary.
- Pension or profit-sharing plans: $2,500 to $25,000 per year, based on the anticipated time necessary.
Location
7912 Carnegie Blvd, Fort Wayne, IN, 46804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in several business activities, including Spoltman Financial, Inc. for tax/investment purposes, real estate through JSJ Associates, LLC, and Summit Consultants, Inc. He also serves as a notary for the State of Indiana and spends minimal time on this activity. Stephen spends minimal time on non-variable insurance through Summit Consultants, Inc.
Employment History
Current Registrations
Summit Consultants, INC.
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
Century Investors of America, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.