Jonathan Garton
Jonathan Garton is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Albuquerque, NM, with 37 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4910 Union Way Ne, Albuquerque, NM, 87107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jonathan is an Investment Advisor Representative and also owns a sole proprietorship selling life insurance and fixed annuities. Being an IAR takes about a quarter of Jonathan's time, while insurance sales take a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Pfg Advisors
Securities America, INC.Broker
Foothill Securities, INC.Broker
Cue Advisory Services, INC.
Cue Financial Group, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
International Securities Consultants, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.