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Patrick Naughton

37 Years of Experience
St. Charles, IL
Broker

Patrick Naughton is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Charles, IL, with 37 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2210 Dean St, Suite N2, St. Charles, IL, 60175-1059

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Patrick is a firm president involved in auditing, accounting, tax preparation, and consulting, dedicating nearly full-time hours to this. He is also a board member for Marmion Academy and the John Paul II Renewal Center, and owns Naughton Financial Services, spending about half his time advising clients on retirement planning, college savings, and investments.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 1998 - Present · 28 yrs 7 mos
Cetera Financial Specialists LLCBroker
August 1988 - Present · 38 yrs 1 mo
State Registrations4 states
AZCAFLIL
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.