LW
LW

Lesley Winston

31 Years of Experience
North Miami, FL
2 DisclosuresBrokerSells Insurance

Lesley Winston is a registered investment advisor, based in North Miami, FL, with 31 years of industry experience.

Location

11975 West Dixie Highway, North Miami, FL, 33161

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2017
Final
Customer Dispute
February 2004
Settled
Other Business ActivitiesSells Insurance

Lesley is involved in several business activities, including insurance sales through PRES-INS & FIN'L SERVICES,INC. (about half their time), managing Alaska Partners of FL, LLC (minimal time), passive real estate investment (minimal time), philanthropic advising (about a quarter of their time), managing Aventura Sunny Isles Beach Chamber Insurance Services, LLC (a few hours per week), managing Judah Productions, LLC, and leading the ASIB Chamber of Commerce and Endow America Network Foundation.

Employment History
Current Registrations
Lasalle St Securities, L.L.C.
July 2023 - Present · 2 yrs 9 mos
Lasalle St Securities, L.L.C.Broker
July 2023 - Present · 2 yrs 9 mos
E. A. Horwitz LLC
June 2013 - Present · 12 yrs 10 mos
Previous Registrations
Western International Securities, INC.Broker
May 2013 - July 2023 · 10 yrs 2 mos
Horwitz & Associates, INC.
June 2010 - March 2013 · 2 yrs 9 mos
Insight Securities, INC.Broker
June 2010 - April 2013 · 2 yrs 10 mos
NFP Securities, INC.Broker
November 2000 - June 2010 · 9 yrs 7 mos
NFP Securities, INC.
November 2000 - June 2010 · 9 yrs 7 mos
Ogilvie Security Advisors CorporationBroker
January 1998 - November 2000 · 2 yrs 10 mos
Wma Securities, INC.Broker
February 1997 - February 1998 · 1 yr
Ogilvie Security Advisors CorporationBroker
April 1994 - March 1997 · 2 yrs 11 mos
State Registrations4 states
FLNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lesley Winston - Financial Advisor | TrueAdvisor