TrueAdvisor
TrueAdvisor
DJ
DJ

Douglas Jones

LPL Financial LLC
35 Years of Experience
Louisville, CO
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Douglas Jones is a registered investment advisor at LPL Financial LLC, based in Louisville, CO, with 35 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

800 Coal Creek Cir, Louisville, CO, 80027

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2006
Denied
Customer Dispute
April 2002
Settled
Customer Dispute
April 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Douglas operates as a DBA for LPL business under the name MEMBERS Financial Services. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
November 2017 - May 2022 · 4 yrs 6 mos
CUNA Brokerage Services, INC.Broker
November 2017 - May 2022 · 4 yrs 6 mos
Cuso Financial Services, L.P.
December 2011 - October 2016 · 4 yrs 10 mos
Cuso Financial Services, L.P.Broker
December 2011 - October 2016 · 4 yrs 10 mos
Bancwest Investment Services, INC.Broker
May 2008 - December 2011 · 3 yrs 7 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
May 2008 - December 2011 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
March 2008 - May 2008 · 2 mos
Chase Investment Services CORP.
March 2008 - May 2008 · 2 mos
Bancwest Investment Services, INC.Broker
August 2006 - March 2008 · 1 yr 7 mos
Bancwest Investment Services, INC.
August 2006 - March 2008 · 1 yr 7 mos
Invest Financial Corporation
October 2004 - August 2006 · 1 yr 10 mos
Invest Financial CorporationBroker
October 2004 - August 2006 · 1 yr 10 mos
Ifmg Securities, INC.
February 2004 - October 2004 · 8 mos
Ifmg Securities, INC.Broker
February 2004 - October 2004 · 8 mos
Allstate Financial Services, LLCBroker
April 2002 - January 2004 · 1 yr 9 mos
Primevest Financial Services, INC.Broker
May 2000 - February 2002 · 1 yr 9 mos
Bisys Brokerage Services, INC.Broker
June 1997 - May 2000 · 2 yrs 11 mos
Securities America, INC.Broker
February 1996 - December 1996 · 10 mos
Norwest Investment Services, INC.Broker
May 1993 - October 1995 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
October 1988 - May 1993 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
October 1988 - May 1993 · 4 yrs 7 mos
State Registrations18 states
ARAZCACOIDKSMDMIMNMONCNVNYORSDVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Louisville, CO →All financial advisors in Colorado →