Richard Lepine
Richard Lepine is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2022Other Business ActivitiesSells Insurance
Richard operates Lepine Financial Advisors, Inc. as a DBA for his LPL business. He also sells non-variable insurance, manages Lepine Realty LLC (a real estate rental business), and works as a notary, dedicating minimal time to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Lepine Financial Advisors, INC.
Lepine & Gagnon Financial Planning Group LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Sunpoint Securities, INC.Broker
Mimlic Sales CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.