Cornelius Dempsey
Cornelius Dempsey is a registered investment advisor at Independent Financial Group, LLC, based in Los Altos, CA, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
111 Main Street #G, Los Altos, CA, 94022
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2009Employment Separation After Allegations
September 2007Other Business Activities
Cornelius is the 100% owner of Dempsey & Associates, a DBA used for marketing purposes, dedicating minimal time. This activity is investment-related.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Qa3 Financial CORP.Broker
Qa3 Financial LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
Soares Financial Group, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.