Tiy Oneal is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16789 Bernardo Center Dr, San Diego, CA, 92128
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tiy operates Lucia Capital Group/LCG Financial Partners as a DBA for their LPL business, dedicating about half their time. Tiy also owns rental property and performs custodian of records duties for Lucia Securities & Lucia Wealth Services, as well as business services through Lucia Management Company.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lucia Capital Group
Lucia Securities, LLCBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.
Advanced Equities, INC.Broker
Round Hill Securities, INC.Broker
Western Securities Clearing CORP.Broker
Trade-Well Discount Investing, LLC.Broker
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
State Registrations1 state
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