RE
PFS
RE
PFS

Robert Echales

37 Years of Experience
Wilmette, IL
Broker

Robert Echales is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wilmette, IL, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Wilmette, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert uses EBS Wealth Management Services as a DBA name for his investment practice.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2004 - Present · 22 yrs
Cetera Financial Specialists LLCBroker
March 2004 - Present · 22 yrs 4 mos
Cetera Financial Specialists LLC
March 2004 - Present · 22 yrs 4 mos
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
September 2000 - July 2004 · 3 yrs 10 mos
Hochman & Baker Securities, INC.Broker
October 1988 - September 2004 · 15 yrs 11 mos
State Registrations6 states
CAFLILORTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Echales - Financial Advisor | TrueAdvisor