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Zain Naqi is a registered investment advisor at Neuberger Berman Bd LLC, based in West Palm Beach, FL, with 19 years of industry experience. Zain operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
City Place Tower, 525 Okeechobee Blvd Ste 850, West Palm Beach, FL, 33401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2018 - Present · 8 yrs 4 mos
Neuberger Berman Bd LLC
November 2017 - Present · 8 yrs 6 mos
Neuberger Berman Bd LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Goldman, Sachs & CO.Broker
February 1994 - July 2001 · 7 yrs 5 mos
Morgan Stanley & CO., IncorporatedBroker
July 1993 - February 1994 · 7 mos
Morgan Stanley & CO., IncorporatedBroker
November 1989 - February 1994 · 4 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.