Jerry Dempsey is a registered investment advisor, based in Rome, GA, with 30 years of industry experience. Jerry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
901 N Broad Street, Suite 400, Rome, GA, 30161
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2024Regulatory
May 2017Regulatory
June 2015Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Jerry is the president of Dempsey Financial Services, Inc., an insurance agency, spending a few hours per week on management and trading hours. He is also a managing member of DLS Financial, LLC (real estate), vice president of Rome Truck Parts & Repair, Inc., owns part of Silverleaf Insurance Agency LLC, and has ownership in AdvisorLynx LLC, a software company.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLCBroker
Raymond James Financial Services, INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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