RY
RY
Richard Yoch
37 Years of Experience
Belleville, IL
1 DisclosureBroker
Richard Yoch is a registered investment advisor at Raymond James & Associates, INC., based in Belleville, IL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
23 Public Square, Suite 450, Belleville, IL, 62260
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1981Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
March 2009 - February 2013 · 3 yrs 11 mos
Morgan Keegan & Company, INC.Broker
March 2009 - February 2013 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2005 - March 2009 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2005 - March 2009 · 3 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - May 2005 · 10 yrs 4 mos
Inbank Investments, INC.Broker
May 1994 - January 1995 · 8 mos
Mgi Investments, INC.Broker
April 1992 - January 1995 · 2 yrs 9 mos
Gna Securities, INC.Broker
September 1989 - March 1992 · 2 yrs 6 mos
Integrated Resources Investment Centers, INC.Broker
August 1988 - September 1989 · 1 yr 1 mo
State Registrations22 states
ALAZCACOFLGAILINKSKYMAMIMONHNYORSDTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.