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Debra Stefl

Morgan Stanley
34 Years of Experience
Waukesha, WI
1 DisclosureBroker
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Debra Stefl is a registered investment advisor at Morgan Stanley, based in Waukesha, WI, with 34 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

20975 Swenson Drive, Suite 300, Waukesha, WI, 53186

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Denied
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Other Business Activities

Debra is a 50% owner of Equipmentfax, a business tool to track liens, dedicating about 10-20% of her time as a silent owner. She also works at Global Intelligencefax and is a partner at Wire Holdings LLC, a real estate company, focusing on business development and growth.

Employment History
Current Registrations
Morgan StanleyBroker
November 2012 - Present · 13 yrs 11 mos
Morgan Stanley
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
November 2003 - November 2012 · 9 yrs
Wells Fargo Advisors, LLCBroker
November 2003 - November 2012 · 9 yrs
Wachovia Securities, LLC
November 2003 - November 2003 · 0 mos
Robert W. Baird & CO. Incorporated
March 2000 - November 2003 · 3 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
January 1996 - November 2003 · 7 yrs 10 mos
Banc One Securities CorporationBroker
October 1995 - January 1996 · 3 mos
Equico Securities, INC.Broker
December 1994 - June 1995 · 6 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1994 - June 1995 · 6 mos
Principal Financial Securities,inc.Broker
September 1994 - October 1994 · 1 mo
Hamilton Investments, INC.Broker
October 1991 - September 1994 · 2 yrs 11 mos
State Registrations40 states
AKALARAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMIMNMOMTNCNDNMNVNYOHOKORPASCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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