Debra Stefl is a registered investment advisor at Morgan Stanley, based in Waukesha, WI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
20975 Swenson Drive, Suite 300, Waukesha, WI, 53186
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002Denied
Other Business Activities
Debra is a 50% owner of Equipmentfax, a business tool to track liens, dedicating about 10-20% of her time as a silent owner. She also works at Global Intelligencefax and is a partner at Wire Holdings LLC, a real estate company, focusing on business development and growth.
Employment History
Current Registrations
Morgan StanleyBroker
November 2012 - Present · 13 yrs 6 mos
Morgan Stanley
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
November 2003 - November 2012 · 9 yrs
Wells Fargo Advisors, LLCBroker
November 2003 - November 2012 · 9 yrs
Wachovia Securities, LLC
November 2003 - November 2003 · 0 mos
Robert W. Baird & CO. Incorporated
March 2000 - November 2003 · 3 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
January 1996 - November 2003 · 7 yrs 10 mos
Banc One Securities CorporationBroker
October 1995 - January 1996 · 3 mos
Equico Securities, INC.Broker
December 1994 - June 1995 · 6 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1994 - June 1995 · 6 mos
Principal Financial Securities,inc.Broker
September 1994 - October 1994 · 1 mo
Hamilton Investments, INC.Broker
October 1991 - September 1994 · 2 yrs 11 mos
State Registrations37 states
AKALARAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMIMNMOMTNCNDNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.