James Baudreau
James Baudreau is a registered investment advisor at Great Plans Capital Management, LLC, based in Cary, NC, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 29 clients with $9.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.50% |
Fees are negotiable. The firm will charge between 0.50% and 1% of the first $1,000,000 of your portfolio.
Fee Estimator
Location
219 E Chatham St, Suite 203, Cary, NC, 27511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent with Adam Financial Group, selling fixed insurance products including group health and dental plans, dedicating about 10-20% of his time. He also operates and manages vending machines through Myriad Vending NC LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
Great Plans Capital Management, LLC
Previous Registrations
Foundations Investment Advisors LLC
First Advisors National, LLC
Regal Investment Advisors LLC
Royal Alliance Associates, INC.
Intersecurities, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.