Elaine Thompson-Perez
Elaine Thompson-Perez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
75 Rockefeller Plz, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Voya Retirement Advisors, LLC
Voya Financial Partners, LLCBroker
Voya Retirement Advisors, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Principal Securities, INC.
Principal Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Ameritas Investment CORP.Broker
Ameritas Investment CORP
Liberty Group, LLC
Liberty Group, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.