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JN
ChFC
JN
ChFC

John Neumann

Park Avenue Securities LLC
36 Years of Experience
Freehold, NJ
Broker
View SEC Summary
View SEC Summary

John Neumann is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Freehold, NJ, with 36 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Freehold, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Park Avenue Securities LLC
March 2022 - Present · 4 yrs 7 mos
Park Avenue Securities LLC
March 2022 - Present · 4 yrs 7 mos
Park Avenue Securities LLCBroker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
P.J. Robb Variable CorporationBroker
May 2019 - February 2022 · 2 yrs 9 mos
MML Strategic Distributors, LLCBroker
January 2015 - April 2019 · 4 yrs 3 mos
MML Investors Services, LLCBroker
September 2009 - April 2019 · 9 yrs 7 mos
MML Distributors, LLCBroker
February 2008 - April 2010 · 2 yrs 2 mos
Quasar Distributors, LLCBroker
November 2007 - February 2008 · 3 mos
Transamerica Capital, INC.Broker
April 2004 - January 2007 · 2 yrs 9 mos
Intersecurities, INC.Broker
July 2000 - April 2004 · 3 yrs 9 mos
First Union Brokerage Services, INC.Broker
August 1997 - June 2000 · 2 yrs 10 mos
Marine Midland Securities, INC.Broker
February 1997 - May 1997 · 3 mos
Mony Securities CORP.Broker
April 1994 - February 1997 · 2 yrs 10 mos
Key Brokerage Company, INC.Broker
January 1993 - April 1994 · 1 yr 3 mos
Independent Financial Securities, INC.Broker
April 1991 - December 1992 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
September 1988 - September 1990 · 2 yrs
State Registrations13 states
CTDCDEFLMAMDMENHNJNYPARIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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