JB
JB
Jonathan Berstein
31 Years of Experience
Edwards, CO
4 DisclosuresBroker
Jonathan Berstein is a registered investment advisor at Wells Fargo Advisors, based in Edwards, CO, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Edwards, CO
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012Settled
Customer Dispute
December 2010Settled
Customer Dispute
April 2009Denied
Customer Dispute
June 2005Denied
Other Business Activities
Jonathan has 100% ownership in JLB Private Wealth and 50% ownership in Bernstein Freeman Wealth Partners, LLC, both investment-related. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Wells Fargo Advisors
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2009 - October 2023 · 14 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - October 2023 · 14 yrs 7 mos
Banc of America Investment Services, INC.
January 2004 - March 2009 · 5 yrs 2 mos
Banc of America Investment Services, INC.Broker
December 2003 - March 2009 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 1998 - December 2003 · 5 yrs 11 mos
Morgan Stanley
January 1998 - December 2003 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
November 1994 - January 1998 · 3 yrs 2 mos
State Registrations28 states
ALAZCACOCTDEFLGAIAIDILMAMDMINCNHNJNVNYOHORPARISCTXUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.