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Wills Henriquez

Ezana Capital Advisers, LLC
26 Years of Experience
Brooklyn, NY
5 Disclosures
View SEC Summary
View SEC Summary

Wills Henriquez is a registered investment advisor at Ezana Capital Advisers, LLC, based in Brooklyn, NY, with 26 years of industry experience. Wills operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more.

Ezana Capital Advisers, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$50K

Ezana Capital Advisors charges a percentage of your portfolio each year, paid quarterly in advance. The rate depends on the amount you invest:

  • Up to $249,999 — up to 2.50% per year
  • $250,000 - $499,999 — up to 2.40% per year
  • $500,000 - $999,999 — up to 2.25% per year
  • $1,000,000 and up — up to 1.95% per year

Fees may be negotiable.

View Full SEC Brochure

Location

Brooklyn, NY

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019
Settled
Regulatory
June 2018
Final
Customer Dispute
August 2010
Award / Judgment
Customer Dispute
May 2006
Dismissed
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Wills is the owner of Polk Avenue Capital, Inc., a corporation established for tax purposes since 2014. Wills devotes minimal time to this outside business activity.

Employment History
Current Registrations
Ezana Capital Advisers, LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Network 1 Financial Securities INC.Broker
April 2013 - May 2018 · 5 yrs 1 mo
Newport Coast Securities, INC.Broker
March 2011 - December 2012 · 1 yr 9 mos
Legend Securities, INC.Broker
December 2009 - February 2011 · 1 yr 2 mos
Emerald Investments, INC.Broker
July 2006 - December 2009 · 3 yrs 5 mos
Success Trade Securities, INC.Broker
April 2006 - July 2006 · 3 mos
Lempert Brothers International USA, INC.Broker
December 2005 - April 2006 · 4 mos
Andrew Garrett INC.Broker
March 2005 - October 2005 · 7 mos
Quick & Reilly, INC.Broker
December 2000 - November 2003 · 2 yrs 11 mos
Fordham Financial Management, INC.Broker
September 1999 - October 2000 · 1 yr 1 mo
Carnegie Investor Services INC.Broker
October 1997 - September 1999 · 1 yr 11 mos
Meyers Pollock Robbins, INC.Broker
April 1996 - December 1997 · 1 yr 8 mos
Biltmore Securities, INCBroker
November 1995 - April 1996 · 5 mos
Windsor Reynolds Securities, INC.Broker
November 1995 - December 1995 · 1 mo
Rickel & Associates, INC.Broker
February 1995 - August 1995 · 6 mos
Maidstone Financial, INC.Broker
October 1994 - February 1995 · 4 mos
Westfield Financial CorporationBroker
June 1994 - August 1994 · 2 mos
Gkn Securities CORP.Broker
June 1994 - September 1994 · 3 mos
Stratton Oakmont INC.Broker
November 1993 - March 1994 · 4 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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