JH
JH
John Hogin
36 Years of Experience
Cape Girardeau, MO
2 DisclosuresMay Earn Commission
John Hogin is a registered investment advisor at LPL Financial LLC, based in Cape Girardeau, MO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Cape Girardeau, MO
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2014Settled
Customer Dispute
November 2010Withdrawn
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr
Previous Registrations
LPL Financial LLC
October 2021 - December 2024 · 3 yrs 2 mos
LPL Financial LLCBroker
October 2021 - December 2024 · 3 yrs 2 mos
Independent Financial Group, LLC
August 2010 - October 2021 · 11 yrs 2 mos
Independent Financial Group, LLCBroker
August 2010 - October 2021 · 11 yrs 2 mos
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Advisors, LLC
August 2008 - June 2022 · 13 yrs 10 mos
Main Street Securities, LLCBroker
June 2005 - November 2009 · 4 yrs 5 mos
Hogin Financial and Insurance Services, INC.
October 2003 - December 2023 · 20 yrs 2 mos
Securities Service Network, INC.Broker
September 2000 - June 2005 · 4 yrs 9 mos
Park Avenue Securities LLCBroker
May 1999 - September 2000 · 1 yr 4 mos
Guardian Investor Services CorporationBroker
March 1989 - May 1999 · 10 yrs 2 mos
D.J. Kaelker & Associates, INC.Broker
November 1988 - January 1989 · 2 mos
State Registrations2 states
CAMO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.