John Hogin is a registered investment advisor at LPL Financial LLC, based in Modesto, CA, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4306 Sisk Rd, Ste 1, Modesto, CA, 95356
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2014Settled
Customer Dispute
November 2010Withdrawn
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLC
October 2021 - December 2024 · 3 yrs 2 mos
LPL Financial LLCBroker
October 2021 - December 2024 · 3 yrs 2 mos
Independent Financial Group, LLC
August 2010 - October 2021 · 11 yrs 2 mos
Independent Financial Group, LLCBroker
August 2010 - October 2021 · 11 yrs 2 mos
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Advisors, LLC
August 2008 - June 2022 · 13 yrs 10 mos
Main Street Securities, LLCBroker
June 2005 - November 2009 · 4 yrs 5 mos
Hogin Financial and Insurance Services, INC.
October 2003 - December 2023 · 20 yrs 2 mos
Securities Service Network, INC.Broker
September 2000 - June 2005 · 4 yrs 9 mos
Park Avenue Securities LLCBroker
May 1999 - September 2000 · 1 yr 4 mos
Guardian Investor Services CorporationBroker
March 1989 - May 1999 · 10 yrs 2 mos
D.J. Kaelker & Associates, INC.Broker
November 1988 - January 1989 · 2 mos
State Registrations2 states
CAMO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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