James Orser is a CFA-designated registered investment advisor at Orser Capital Management LLC, based in Southlake, TX, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 141 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The fee is negotiable and is determined at the time the client signs the investment advisory agreement, and is based on the complexity of each client’s individual situation. Portfolios generally are aggregated by family and are calculated on a cumulative basis.
Fee Estimator
Location
566 North Kimball Avenue, Suite 100, Southlake, TX, 76092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Orser Capital Management LLC
Previous Registrations
Luther King Capital Management Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.