EK
EK

Ellen Krider

37 Years of Experience
Fort Lauderdale, FL
3 DisclosuresBroker

Ellen Krider is a registered investment advisor at RBC Capital Markets, LLC, based in Fort Lauderdale, FL, with 37 years of industry experience. Ellen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

500 East Broward Blvd, Suite 2200, Fort Lauderdale, FL, 33394-3000

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
Customer Dispute
May 2008
Denied
Customer Dispute
August 2000
Denied
Employment History
Current Registrations
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
J. B. Hanauer & CO.
April 2009 - October 2009 · 6 mos
J. B. Hanauer & CO.Broker
April 2009 - October 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1988 - April 2009 · 20 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1988 - April 2009 · 20 yrs 6 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.