JM
JM
James Malloch
34 Years of Experience
Atlanta, GA
1 DisclosureSells Insurance
James Malloch is a registered investment advisor at Advisory Services Network, based in Atlanta, GA, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,852 clients with $8.6B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
246 advisors
Number of Clients
11,852 clients
Average Client Portfolio
$727K average
Assets Under Management
$8.6B
Fee Structure
Minimum Investment:$25K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
900 Ashwood Parkway, Suite 500, Atlanta, GA, 30338
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 2021Other Business ActivitiesSells Insurance
James is an independent insurance agent for various independent insurance companies.
Employment History
Current Registrations
Advisory Services Network
November 2021 - Present · 4 yrs 10 mos
Previous Registrations
Advisory Services Network
October 2021 - October 2021 · 0 mos
Malloch Wealth Management
October 2021 - October 2021 · 0 mos
Cambridge Investment Research Advisors, INC.
August 2009 - October 2021 · 12 yrs 2 mos
Cambridge Investment Research, INC.Broker
August 2009 - October 2021 · 12 yrs 2 mos
VALIC Financial Advisors, INC.Broker
March 2006 - August 2009 · 3 yrs 5 mos
VALIC Financial Advisors, INC.
March 2006 - August 2009 · 3 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2004 - October 2005 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2004 - October 2005 · 11 mos
Metropolitan Life Insurance CompanyBroker
June 2004 - July 2004 · 1 mo
Metlife Securities INC.Broker
June 2004 - July 2004 · 1 mo
Quest Capital Strategies, INC.Broker
May 1991 - June 2004 · 13 yrs 1 mo
The Stuart-James Company, IncorporatedBroker
October 1988 - May 1989 · 7 mos
State Registrations2 states
LATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.