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David Anderson
37 Years of Experience
El Segundo, CA
2 DisclosuresBroker
David Anderson is a registered investment advisor at Wells Fargo Advisors, based in El Segundo, CA, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
2041 Rosecrans Ave Suite 355, [Satellite], El Segundo, CA, 90245
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2003Settled
Customer Dispute
July 2002Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2017 - May 2023 · 5 yrs 11 mos
Wells Fargo Clearing Services, LLC
June 2017 - May 2023 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2009 - July 2017 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2009 - July 2017 · 8 yrs 3 mos
Wachovia Securities, LLC
April 2002 - April 2009 · 7 yrs
Wachovia Securities, LLCBroker
April 2001 - April 2009 · 8 yrs
Wm Financial Services, INC.Broker
September 1999 - April 2001 · 1 yr 7 mos
Wm Financial Services, INC.Broker
May 1998 - September 1999 · 1 yr 4 mos
Great Western Financial Securities CorporationBroker
June 1993 - May 1998 · 4 yrs 11 mos
Gna Securities, INC.Broker
April 1992 - June 1993 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1988 - December 1991 · 3 yrs 2 mos
State Registrations14 states
ARAZCACOFLMENCNENMNVOKORTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.